Peter van de Beek
+1 (212) 201-4076
Peter is a Compliance Manager at LCN Capital Partners, where he is responsible for the day-to-day management of the firms compliance program. Peter has over 7 years of experience as an attorney and compliance analyst in the financial services industry advising clients on compliance issues arising under the Federal Reserve Act of 1913 and Investment Advisers Act of 1940. His duties include the coordination of annual reviews, compliance testing, risk monitoring, administering of policies and procedures, assisting in SEC exams, the management of regulatory communications and maintaining the compliance calendar.
Previously, he worked for four years at Credit Suisse where he served as Assistant Vice President and General Counsel with Credit Suisse’s Bank Regulatory Legal team, advising on US and global regulatory reform initiatives and their impact on BAU activities. Additionally, Peter acted as an adviser to the US Regulatory Change team, US Bank Regulatory Compliance team, and US Regulatory Affairs team.
Peter earned a B.A. in Political Science and Psychology from George Washington University and his JD from Elisabeth Haub School of Law at Pace University. He is admitted and active with the New York State Bar Association.
Peter provides compliance services to LCN through a separate and unaffiliated entity.